John Samuel Scott

Employer firm

On Investment Management Co CRD 105662

$3.15B regulatory AUM 308 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET

From the firm’s Form ADV. Read the guides:

Current Employers

On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-05-15
AL	RA	APPROVED	2024-01-03
FL	RA	APPROVED	2021-08-11
IL	RA	APPROVED	2021-04-15
NC	RA	APPROVED	2018-04-11
NV	RA	APPROVED	2016-08-04
CA	RA	APPROVED	2016-08-01
TN	RA	APPROVED	2016-08-01

CO RA
APPROVED

Since 2024-05-15
AL RA
APPROVED

Since 2024-01-03
FL RA
APPROVED

Since 2021-08-11
IL RA
APPROVED

Since 2021-04-15
NC RA
APPROVED

Since 2018-04-11
NV RA
APPROVED

Since 2016-08-04
CA RA
APPROVED

Since 2016-08-01
TN RA
APPROVED

Since 2016-08-01

Branch Locations

1553 Fleetwood Drive, Franklin, TN 37064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
World Financial Group, Inc.	Brentwood	TN	07/2014	Present
Ohio National Financial Service	Cincinnati	OH	08/2015	Present
The On Equity Sales Company	Cincinnati	OH	08/2016	Present

07/2014 → Present

World Financial Group, Inc.

Brentwood, TN
08/2015 → Present

Ohio National Financial Service

Cincinnati, OH
08/2016 → Present

The On Equity Sales Company

Cincinnati, OH

Previous Registrations

2014-09-22 → 2016-08-01

Transamerica Financial Advisors, Llc

Murfreesboro, TN
2012-03-29 → 2014-09-04

Concourse Financial Group Securities, Inc.

Brentwood, TN
2006-04-13 → 2010-06-10

Thrivent Investment Management Inc.

Dickson, TN

Nashville, TN

Fairview, TN

Nashville, TN

Mount Juliet, TN

Other Businesses

1) John Scott; not investment related; 1553 Fleetwood Drive Nashville TN 37064; selling life insurance; Agent; 09/01/2015;100 hours/month (75 during security hours); sale/service of non registered insurance: Life, Fixed Annuities (FA, Medicare Supplimental (MS). 2)JOHN SCOTT RENTAL PROPERTY; not investment related; 1803 BROADWAY #116 NASHVILLE TN 37203; RENTAL PROPERTY; LANDLORD/OWNER; 06/30/2015-PRESENT; 1 hours/month (0 during security hours); PROPERTY MANAGEMENT.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-04-12

S66 Uniform Combined State Law Examination

2006-04-12

Designations

Certified Financial Planner

View on SEC IAPD