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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2012-02-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harbour Investments, Inc | Madison | WI | 02/2012 | Present |
| Dues Wealth Management Llc | Eaton | OH | 02/2012 | Present |
| Dues & Dues Partnership | Eaton | OH | 01/2016 | Present |
1)Dues Wealth Management, LLC - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)Dues Law | 122 W Decatur Street, Suite C, Eaton, OH 45320 | Owner | Description: Help clients with legal matters | Beginning 3/2015 | 40 hours per month, 20 during trading hours | Paid position | Not investment related 4)Dues & Dues Partnership | 122 W Decatur Street, Suite C, Eaton, OH 45320 | Owner | Description: Manage rental properties | Beginning 1/2016 | 2 hours per month, 0 during trading hours | Unpaid | Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-04 |
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