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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-13
CO RA APPROVED 2021-03-05
TX RA APPROVED 2018-03-13
NV RA APPROVED 2013-10-21
IN RA APPROVED 2013-01-31
MI RA APPROVED 2010-05-26
  • FL RA
    APPROVED
    Since 2025-11-13
  • CO RA
    APPROVED
    Since 2021-03-05
  • TX RA
    APPROVED
    Since 2018-03-13
  • NV RA
    APPROVED
    Since 2013-10-21
  • IN RA
    APPROVED
    Since 2013-01-31
  • MI RA
    APPROVED
    Since 2010-05-26

Branch Locations

Boca Raton, FL • United States

2750 Old Centre Avenue Suite 100, Portage, MI 49024 • United States

Breckenridge, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Boca Raton FL 10/1999 Present
Accounting / Cpa / Tax Preparation Portage MI 09/1981 Present
Raymond James Financial Boca Raton FL 05/2010 Present
Norman J. Torre Cpa Portage MI 01/2010 Present
  • 10/1999 → Present
    Raymond James Financial Services
    Boca Raton, FL
  • 09/1981 → Present
    Accounting / Cpa / Tax Preparation
    Portage, MI
  • 05/2010 → Present
    Raymond James Financial
    Boca Raton, FL
  • 01/2010 → Present
    Norman J. Torre Cpa
    Portage, MI
Other Businesses

1) Business : Torre Financial Group Address: Portage, MI Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 01/01/2012 Hours per month devoted to this business: 140 Hours per month devoted to this business during trading hours: 115 Description of duties: DBA Torre Financial Group, RJFS Independent 2) Norman J Torre CPA. Address: 2750 Old Centre Rd Ste 120, Portage, MI Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2010 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Preparing Tax Returns, Tax planning, 3)Name of Business : Torre Financial Group 401K/Profit Sharing Plan Address: Portage, MI Nature of the Business: Trustee Position/Title: Trustee Investment Related:Yes Start Date: 12/08/2020 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 1 Description of duties: I am the trustee for my own 401k/Profit Sharing plan. The plan covers myself and other associates of my branch (65b). The plan is through John Hancock. It has been in existence for more than 10 years and was set up and approved by RJFS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-01-11
  • S63 Uniform Securities Agent State Law Examination
    2000-01-11
Designations

View on SEC IAPD

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