David B Gasper

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-01-03
MI	RA	APPROVED	2010-09-17

TX RA
APPROVED_RES

Since 2014-01-03
MI RA
APPROVED

Since 2010-09-17

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Troy	MI	01/2009	Present

01/2009 → Present

Ubs Financial Services Inc

Troy, MI

Previous Registrations

2005-03-02 → 2009-02-17

Van Kampen Advisors Inc

Oakbrook Terrace, IL

Other Businesses

Midnight Golf / PO Box 31 -1830 Detroit,MI 48321 / Foundation/ Charities, Cultural, Educational & Political Organisations / After school program / Member of Board of Directors / / Board member / Start Date 08/01/2016 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-01-24
S63	Uniform Securities Agent State Law Examination	2003-01-08

S65 Uniform Investment Adviser Law Examination

2007-01-24
S63 Uniform Securities Agent State Law Examination

2003-01-08

Other Names

David Bryan Gasper

View on SEC IAPD