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11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-30 |
| ID | RA | APPROVED | 2023-01-30 |
Branch Locations
5260 N Palm Avenue Suite 221, Fresno, CA 93704 • United States
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Fresno | CA | 08/2002 | Present |
| Ford Financial Group, Llc | Fresno | CA | 11/2016 | Present |
| Perennial Financial Services | Los Angeles | CA | 01/2023 | Present |
1. 10/16/2012: FORD FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 6/7/2016: LTCi Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/01/2016 - 1 Hour Per Month During Securities Trading. 3. 11/30/2016: Ford Financial Group, LLC. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 08/01/2016 - 160 Hours Per/8 Hours Month During Securities Trading - I provide investment advisory services through Ford Financial Group, LLC, an independent investment advisor firm. I started this business activity in 11/2016. I expect to spend approximately 160 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 05/03/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 04/01/2022 - 3 Hours Per Month/0 Hours During Securities Trading. 5. 05/16/2023 - Ford Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 05/01/2023 - 40 Hours Per Month/ 6 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 05/16/2023 - Perennial Investment Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 05/01/2023 - 40 Hours Per Month/ 6 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 06/14/2023 - Ford Financial group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 40 Hours Per Month/ 6 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-03 |
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