Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-11-24 |
| MI | RA | APPROVED | 2010-11-04 |
Branch Locations
2301 West Big Beaver Road Somerset Place Office Building, Troy, MI 48084 • United States
325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States
Rochester Hills, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Troy | MI | 05/1998 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-09 |
Reach out to this advisor