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David Schwarzkopf

Strategic Advisers LLC

Charlotte, NC

Waxhaw, NC

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-31
  • NC RA
    APPROVED
    Since 2025-03-31

Branch Locations

4611 Sharon Rd Two Coltsgate, Charlotte, NC 28211-3529 • United States

Waxhaw, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Charlotte NC 11/2010 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 11/2010 → Present
    Fidelity Investments
    Charlotte, NC
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Charlotte, NC
    Waxhaw, NC
  • 2011-07-12 → 2018-07-13
    Strategic Advisers Llc
    Charlotte, NC
  • 2010-01-25 → 2010-11-18
    Truist Investment Services, Inc.
    Charlotte, NC
  • 2006-01-30 → 2009-04-01
    Truist Investment Services, Inc.
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
  • 2004-07-28 → 2006-01-06
    Bb&T Asset Management, Inc.
    Raleigh, NC
  • 2004-04-08 → 2004-07-28
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 2003-10-06 → 2004-04-07
    Bb&T Asset Management, Inc.
    Raleigh, NC
  • 2002-08-09 → 2003-10-13
    Ernst & Young Investment Advisers Llp
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-20
S63 Uniform Securities Agent State Law Examination 1998-08-11
  • S65 Uniform Investment Adviser Law Examination
    2002-07-20
  • S63 Uniform Securities Agent State Law Examination
    1998-08-11
Designations
Other Names
  • David Andrew Schwarzkopf
  • David Andrew Schwarzkopf

View on SEC IAPD

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