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Krista Smith Taliaferro

Morgan Stanley

Paducah, KY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-30
KY RA APPROVED 2024-09-16
  • TX RA
    APPROVED_RES
    Since 2024-09-30
  • KY RA
    APPROVED
    Since 2024-09-16

Branch Locations

5158 Village Square Drive, Paducah, KY 42001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Paducah KY 05/1998 09/2024
Morgan Stanley Smith Barney Llc Paducah KY 09/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-14
S63 Uniform Securities Agent State Law Examination 2000-03-30
  • S66 Uniform Combined State Law Examination
    2015-09-14
  • S63 Uniform Securities Agent State Law Examination
    2000-03-30
Other Names
  • Kristy Janay Smith
  • Kristy Janay Taliaferro

View on SEC IAPD

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