Tammy K Pioch

Employer firm

Beacon Pointe Advisors, LLC CRD 119290

$54.9B regulatory AUM 265 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 05/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 08/2017 → 11/2017
  Rbc Capital Markets, Llc
  San Francisco, CA
• 04/2019 → 02/2020
  Ellevest
  New York, NY
• 11/2017 → 03/2019
  Ubs Wealth Management
  San Francisco, CA
• 06/2020 → 10/2023
  Mariner Wealth Advisors
  Corte Madera, CA
• 02/2020 → 06/2020
  Unemployed
  San Francisco, CA
• 10/2023 → 03/2026
  Hightower Advisors
  San Ramon, CA
• 03/2026 → Present
  Beacon Pointe Advisors, Llc
  Campbell, CA

Previous Registrations

• 2023-11-03 → 2026-03-19
  Hightower Advisors, Llc
  Dallas, TX
  Chicago, IL
  San Ramon, CA
• 2020-07-06 → 2023-10-16
  Mariner
  Corte Madera, CA
• 2019-04-04 → 2020-03-06
  Ellevest
  New York, NY
• 2017-11-09 → 2019-04-02
  Ubs Financial Services Inc.
  San Francisco, CA
• 2017-08-08 → 2017-11-15
  Rbc Capital Markets, Llc
  San Francisco, CA
• 2014-03-18 → 2017-06-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palo Alto, CA
  San Francisco, CA
• 2010-09-09 → 2013-08-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  New York, NY
  San Francisco, CA
• 2007-05-29 → 2009-12-10
  Citigroup Global Markets Inc.
  San Francisco, CA
• 2005-11-02 → 2007-05-29
  Citicorp Investment Services
  San Francisco, CA
  San Francisco, CA

Exams

• S66 Uniform Combined State Law Examination
  2005-09-01

Other Names

• Tammy Katherine Pioch
• Tammy Katherine Pioch