Inactive

Tammy K Pioch

Beacon Pointe Advisors, LLC

Newport Beach, CA

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Current Employers

Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-03-24
TX	RA	APPROVED	2026-03-24

CA RA
APPROVED

Since 2026-03-24
TX RA
APPROVED

Since 2026-03-24

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

900 E. Hamilton Avenue Suite 120, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Francisco	CA	02/2014	05/2017
Rbc Capital Markets, Llc	San Francisco	CA	08/2017	11/2017
Ellevest	New York	NY	04/2019	02/2020
Ubs Wealth Management	San Francisco	CA	11/2017	03/2019
Mariner Wealth Advisors	Corte Madera	CA	06/2020	10/2023
Unemployed	San Francisco	CA	02/2020	06/2020
Hightower Advisors	San Ramon	CA	10/2023	03/2026
Beacon Pointe Advisors, Llc	Campbell	CA	03/2026	Present

02/2014 → 05/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA
08/2017 → 11/2017

Rbc Capital Markets, Llc

San Francisco, CA
04/2019 → 02/2020

Ellevest

New York, NY
11/2017 → 03/2019

Ubs Wealth Management

San Francisco, CA
06/2020 → 10/2023

Mariner Wealth Advisors

Corte Madera, CA
02/2020 → 06/2020

Unemployed

San Francisco, CA
10/2023 → 03/2026

Hightower Advisors

San Ramon, CA
03/2026 → Present

Beacon Pointe Advisors, Llc

Campbell, CA

Previous Registrations

2023-11-03 → 2026-03-19

Hightower Advisors, Llc

Dallas, TX

Chicago, IL

San Ramon, CA
2020-07-06 → 2023-10-16

Mariner

Corte Madera, CA
2019-04-04 → 2020-03-06

Ellevest

New York, NY
2017-11-09 → 2019-04-02

Ubs Financial Services Inc.

San Francisco, CA
2017-08-08 → 2017-11-15

Rbc Capital Markets, Llc

San Francisco, CA
2014-03-18 → 2017-06-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA

San Francisco, CA
2010-09-09 → 2013-08-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

New York, NY

San Francisco, CA
2007-05-29 → 2009-12-10

Citigroup Global Markets Inc.

San Francisco, CA
2005-11-02 → 2007-05-29

Citicorp Investment Services

San Francisco, CA

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-01

S66 Uniform Combined State Law Examination

2005-09-01

Other Names

Tammy Katherine Pioch
Tammy Katherine Pioch

View on SEC IAPD

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