Frank Pierre Gusmano

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-01-24

NY RA
APPROVED

Since 2025-01-24

Branch Locations

Bethpage, NY • United States

310 West Hills Rd Suite 204, Huntington Station, NY 11746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors	Huntington Station	NY	09/2008	01/2025
Osaic Wealth, Inc.	Huntington Station	NY	01/2025	Present

09/2008 → 01/2025

Lincoln Financial Advisors

Huntington Station, NY
01/2025 → Present

Osaic Wealth, Inc.

Huntington Station, NY

Previous Registrations

2021-06-14 → 2025-01-24

Osaic Fa, Inc.

Huntington Station, NY

Jericho, NY

Syosset, NY

Other Businesses

1) FRANK GUSMANO INC. 11 FLORAL AVENUE BETHPAGE NEW YORK 11714 CATEGORY: ENTITY/LLC INVESTMENT RELATED: NO TITLE: SELF/SOLE OWNER DUTIES: ENTITY ESTABISHED TO MANAGE BUSINESS EXPENSES START DATE: 01/04/2024 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 0 2) FRANK GUSMANO 310 WEST HILLS ROAD SUITE 204 HUNTINGTON STATION NY 11746 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT /SALESPERSON DUTIES: OFFERING ACCIDENT INSURANCE, FIXED ANNUITIES, , HEALTH SAVINGS ACCOUNTS, LIFE SETTLEMENTS, AND TRADITIONAL LIFE INSURANCE START DATE: 02/27/2009 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10 3) FRANK GUSMANO INC POSITION: Owner NATURE: The S Corp has been created to cover my business expenses INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/04/2024 ADDRESS: 11 Floral Ave, Bethpage NY 11714, United States DESCRIPTION: the purpose of paying business expenses. 4) FRANK GUSMANO-INSURANCE POSITION: Agent NATURE: Sale of Fixed Insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/05/2007 ADDRESS: 310 West Hills Road, Suite 204, Huntington Station NY 11746, United States DESCRIPTION: Sale and service of Fixed Insurance products.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-06-01

S63 Uniform Securities Agent State Law Examination

2007-06-01

View on SEC IAPD