Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1998-07-15
  • TX RA
    APPROVED
    Since 1998-07-15

Branch Locations

870 Hebron Pkwy Ste 702, Lewisville, TX 75057 • United States

Coppell, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Coppell TX 09/2005 03/2020
Ameriprise Financial Services, Llc Coppell TX 03/2020 Present
Other Businesses

Business Ownership; Clark Administrative Services; Run the Entity; Provide administrative and general management services for my Practice.; 870 Hebron Parkway Suite 702, , Lewisville, TX, 75057; Investment-Related; 01/01/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Clark Administrative Services; Owner; LLC pays salary; 870 Hebron Parkway, Suite 702, Lewisville, TX, 75057; Investment-Related; 01/01/2023; 60 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-10
  • S63 Uniform Securities Agent State Law Examination
    1998-07-10
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lewisville, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor