Mimie Yoon Lee

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1997 → 08/2021
  Lincoln Financial Advisors Corp
  San Ramon, CA
• 08/2021 → 01/2024
  Hightower Securities Llc
  Chicago, IL
• 08/2021 → 01/2024
  Hightower Advisors Llc
  Chicago, IL
• 11/2024 → 03/2026
  Lpl Financial
  Annapolis, MD
• 02/2024 → 11/2024
  Fly Me To The Yoon
  Walnut Creek, CA
• 03/2026 → Present
  Commonwealth Financial Network
  Waltham, MA
• 03/2026 → Present
  Aegis Consulting
  Jacksonville, FL

Previous Registrations

• 2024-11-13 → 2026-03-18
  Lpl Financial Llc
  Walnut Creek, CA
  Annapolis, MD
• 2021-09-13 → 2024-01-10
  Hightower Advisors, Llc
  Chicago, IL
• 2000-01-31 → 2021-08-06
  Osaic Fa, Inc.
  San Ramon, CA
  San Ramon, CA
  San Ramon, CA

Exams

• S66 Uniform Combined State Law Examination
  1999-12-30

Other Names

• Mimie Yoon
• Mimie Taehee Yoonlee
• Mimie Yoon-Lee