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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2013-09-19
  • PA RA
    APPROVED
    Since 2013-09-19

Branch Locations

707 Eagleview Blvd Ste 104 1St Fl, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Exton PA 09/2013 Present
Previous Registrations
  • 2009-10-05 → 2013-08-22
    Conshohocken, PA
    Marlton, NJ
    Conshohocken, PA
  • 2009-05-20 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Conshohocken, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-27
S63 Uniform Securities Agent State Law Examination 2000-01-11
  • S65 Uniform Investment Adviser Law Examination
    2000-01-27
  • S63 Uniform Securities Agent State Law Examination
    2000-01-11

View on SEC IAPD

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