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Daniel Joseph Cruse

LPl Financial LLC

Fort Mill, SC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-09-26
TX RA APPROVED_RES 2010-04-29
NC RA APPROVED 2009-10-08
  • SC RA
    APPROVED
    Since 2016-09-26
  • TX RA
    APPROVED_RES
    Since 2010-04-29
  • NC RA
    APPROVED
    Since 2009-10-08

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fort Mill SC 09/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-01
S65 Uniform Investment Adviser Law Examination 2000-11-30
S63 Uniform Securities Agent State Law Examination 1998-10-08
  • S66 Uniform Combined State Law Examination
    2005-06-01
  • S65 Uniform Investment Adviser Law Examination
    2000-11-30
  • S63 Uniform Securities Agent State Law Examination
    1998-10-08

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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