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Current Employers
Americana Partners, Llc

811 Louisiana Street Suite 2420, Houston, TX 77002 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-15
  • TX RA
    APPROVED
    Since 2020-09-15

Branch Locations

811 Louisiana Street Suite 2420, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 06/2009 11/2017
Morgan Stanley Services Group, Inc Purchase NY 11/2017 09/2020
Americana Partners, Llc Houston TX 09/2020 Present
Purshe Kaplan Sterling Investments, Inc. Albany NY 09/2020 11/2024
Americana Partners Securities, Llc Houston TX 10/2023 11/2024
Saxony Securities, Inc St. Louis MO 12/2024 Present
  • 06/2009 → 11/2017
    Purchase, NY
  • 11/2017 → 09/2020
    Morgan Stanley Services Group, Inc
    Purchase, NY
  • 09/2020 → Present
    Houston, TX
  • 09/2020 → 11/2024
    Purshe Kaplan Sterling Investments, Inc.
    Albany, NY
  • 10/2023 → 11/2024
    Americana Partners Securities, Llc
    Houston, TX
  • 12/2024 → Present
    Saxony Securities, Inc
    St. Louis, MO
Previous Registrations
  • 2009-06-01 → 2020-09-15
    Boston, MA
    Houston, TX
    Purchase, NY
  • 2006-03-27 → 2009-06-01
    Morgan Stanley & Co. Llc
    Boston, MA
    Boston, MA
Other Businesses

1.) Americana Partners International; DBA for securities related business. 2.) Americana Partners, LLC; Investment Related, 811 Louisiana St, STE 2420, Houston, TX 77002, IAR, Managing Director and Chief Compliance Officer, Started 9/2020, 160 hours per month, all during trading hours. 3.) Rental Property; Non-Investment Related, Real Estate/Landlord. Started 1/2018. 5 hours per month/0 during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-04
S63 Uniform Securities Agent State Law Examination 2002-08-27
  • S65 Uniform Investment Adviser Law Examination
    2005-02-04
  • S63 Uniform Securities Agent State Law Examination
    2002-08-27

View on SEC IAPD

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