Michael Warin

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1996 → Present
  Mike Tax Preparation Service
  New Providence, NJ
• 06/1998 → 09/2025
  Avantax Investment Services, Inc.
  New Providence, NJ
• 09/2002 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Monroe Township, NJ
• 01/1996 → Present
  Michael Warin - Financial Services, Llc
  Monroe Township, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Monroe Township, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-07-03 → 2025-09-05
  Avantax Advisory Services
  New Providence, NJ
  Monroe Township, NJ

Other Businesses

1) Faith Lutheran Church~29 BADGLEY DRIVE~NEW PROVIDENCE~NJ~07974~Other~Auditor~6/1/2010~10hrs~2hrs~member of audit team that oversees church finances. Also an usher and co-chair the soup kitchen committee that feeds the homeless. Chairman of the annual walk for hunger. 2) NOTARY POSITION: Michael Warin - Financial Services, LLC NATURE: Notary Public INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1990 ADDRESS: 50 Leeds Lane, Monroe Township NJ 08831, United States DESCRIPTION: NOTARIZE DOCUMENTS FOR CLIENTS. 3) MICHAEL WARIN - FINANCIAL SERVICES, LLC POSITION: Financial Representative NATURE: Tax Preparation/Accounting & Financial Serices INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 01/02/1996 ADDRESS: 50 Leeds Lane, Monroe Township NJ 08831, United States DESCRIPTION: Investment advice and Prepare tax returns for individuals

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-10-21

Other Names

• Michael Warin