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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-14 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
4100 S Medford Dr, Lufkin, TX 75901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Lufkin | TX | 08/2016 | 09/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lufkin | TX | 09/2025 | Present |
| Bank Of America, N.A. | Lufkin | TX | 10/2025 | Present |
I*2902265, Entity Type, Name of OBA:Tyler County Aggie Moms Address: WoodvilleTexas 75979 Investment Related: No Position, Title, Association: President Employee Start Date: 09/01/2025 No Hours: 10 yearly No Hours during trading: 0 Duties: President, Fundraising, File 990, Fundraising for local scholarships to Texas A&M for Tyler county. I*2902266, Entity Type Entity Charitable, Name of OBA: Wee Wisdom Pre School Address: Woodville Texas75979 Investment Related: No Position, Title, Association: Board MemberEmployee Start Date: 09/01/2023 No Hours: 20 yearly No Hours during trading: 0 Duties: Serve as board member. Monthly meetings, help with budget, fundraise. Board member for church pre school. Will serve as board member, fundraise, and support director when needed. I*2903271, Entity Type, Name of OBA: Rental Property 1 Address: WoodvilleTexas75979 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date:01/01/2020 No Hours: 2 monthly No Hours during trading: 0Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-01 |
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