James Louis Matt

5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-01-30
TX	RA	APPROVED_RES	2026-01-13
UT	RA	APPROVED	2026-01-09
CA	RA	APPROVED	2026-01-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Pogson & Matt Wealth Management Group, Llc	Phoenix	AZ	08/2010	03/2020
J.L.M. Asset Managerment, L.L.C.	Scottsdale	AZ	01/2009	Present
3D Asset Management, Inc.	Hartford	CT	03/2020	12/2020
Strada Wealth Advisors	Scottsdale	AZ	03/2020	Present
3D/L Capital Management, Llc	Scottsdale	AZ	12/2020	10/2023
Freedom Investment Management, Inc.	Scottsdale	AZ	10/2023	Present
Golden State Equity Partners	Scottsdale	AZ	12/2025	Present

2024-02-07 → 2025-12-16

Freedom Investment Management, Inc.

South Windsor, CT

Scottsdale, AZ
2021-04-20 → 2023-12-21

3D/L Capital Management, Llc

Hartford, CT

Scottsdale, AZ
2020-03-26 → 2021-03-31

3D Asset Management, Inc.

Scottsdale, AZ
2011-02-01 → 2020-03-30

Pogson & Matt Wealth Management Group

Phoenix, AZ
2008-09-16 → 2011-02-22

Cambridge Investment Research Advisors, Inc.

Phoenix, AZ

Scottsdale, AZ
2008-07-08 → 2008-09-10

Td Ameritrade, Inc.

Scottsdale, AZ
2008-07-08 → 2008-09-10

Td Ameritrade Investment Management, Llc

Scottsdale, AZ
2002-09-16 → 2008-06-20

Strategic Advisers Llc

Scottsdale, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-21
S65	Uniform Investment Adviser Law Examination	1998-09-28
S63	Uniform Securities Agent State Law Examination	1998-07-15

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