Peter G Pangis

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Princeton, NJ

Previous Registrations

• 2006-11-28 → 2009-05-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
  New York, NY
• 1998-12-30 → 2006-11-28
  Merrill Lynch Trust Company
  Princeton, NJ

Other Businesses

I*, 1537328Entity Type: Not for profitName of OBA: S M. P Last Will & TestamentAddress: Berkeley Heights, New Jersey07922Investment Related: NoPosition, Title, Association: Executor, TrusteeEmployee Start Date: 10/18/2023No Hours: 1 hour per yearNo Hours during trading: 0 Duties: Executor, Trustee I*, 1528262Entity Type: Not for ProfitName of OBA: G & E P Revocable Trusts Last Will & TestamentsAddress: Boyton Beach, Florida 33473Investment Related: NoPosition, Title, Association: Executor, Successor TrusteeEmployee Start Date: 10/11/2023No Hours: 1 hour per yearNo Hours during trading: 1Duties: Executor, Successor Trustee I*, 640229Entity Type: Charitable Name of OBA: Greek Orthodox Metropolis of New JeseyAddress: Westfield, New Jersey07090Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 01/11/2022No Hours: 3 hours per monthNo Hours during trading: 0 Duties: Local parish board member which assists with overseeing the affairs and operations of the church/parish located in Westfield, NJ. I*, 478074Entity Type: Financial Institution Name of OBA: New York Bankers Association Address: New York, New York10016Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date: 10/01/2020No Hours: 20 hours per year No Hours during trading: 20 Duties:Offers industry products & servs. to Bank members Assist w/ Trust industry education & prof. development I*3313267, Entity Type: Fiduciary role Name of OBA: Last Will & Testament of G M, Address: Las Vegas, Nevada, 89117, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 01/01/2026, No Hours: 0 No Hours during Trading: 0 Duties: Executor I*3314265, Entity Type: Fiduciary role Name of OBA: G M Revocable Trust, Address: Las Vegas, Nevada, 89117, Investment Related: N, Position, Title, Association: Successor Trustee, Employee Start Date: 01/01/2026, No Hours: 0 No Hours during Trading: 0 Duties: Successor Trustee I*4055266 Entity Type: Charitable Name of OBA: GreenLight Fund- Philadelphia Address: Boston, Massachusetts 2109 Investment Related: No Position, Title, Association: Committee Employee Start Date: 03/26/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Provides funds to address community identified unmet needs. Assist as part of an advisory council to advise the organization in identifying one, critical, unmet community need and to search out a nonprofit to meet the need.

Exams

• S66 Uniform Combined State Law Examination
  2026-05-18
• S65 Uniform Investment Adviser Law Examination
  1998-10-03

Other Names

• Pete Pangis