Kevin W Moore

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  East Lansing, MI
• 06/2011 → Present
  Bank Of America, N.A.
  East Lansing, MI

Previous Registrations

• 2010-09-24 → 2010-10-06
  Morgan Stanley
  East Lansing, MI

Other Businesses

I*2067264, Entity Type Fiduciary, Name of OBA: D W M Irrev Trust Address: Lansing, Michigan, 48917 Investment Related: Yes Position, Title, Association: Trustee Employee Start Date: 28/Oct/2024 No Hours: 1 hr Yearly No Hours during trading: 0 Duties: Trustee for Parents I*: 2498290 Entity Type: Fiduciary Name of OBA: MLPF& S CUST FPO C. E M. IRA FBO C. E M. Address: Pentwater, MI 49449 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/28/2025 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: Power of Attorney for In-Laws

Exams

• S66 Uniform Combined State Law Examination
  2010-08-19
• S63 Uniform Securities Agent State Law Examination
  1999-12-22

Other Names

• Kevin Wayne Moore