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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-04-18
PA RA APPROVED 2023-04-18
TX RA APPROVED 2023-04-18
  • MD RA
    APPROVED
    Since 2023-04-18
  • PA RA
    APPROVED
    Since 2023-04-18
  • TX RA
    APPROVED
    Since 2023-04-18

Branch Locations

10226 Balto Natl Pike Suite 2, Ellicott City, MD 21042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Ellicott City MD 07/2006 Present
John S Cook Insurance Agency Ellicott City MD 08/2006 Present
State Farm Investment Management Corp Ellicott City MD 04/2023 Present
  • 07/2006 → Present
    State Farm Vp Management Corp
    Ellicott City, MD
  • 08/2006 → Present
    John S Cook Insurance Agency
    Ellicott City, MD
  • 04/2023 → Present
    Ellicott City, MD
Other Businesses

1) John Cook's Insurance Agency; Insurance Agency; Investment-related; 10226 Balto Natl Pike Ste 2 Ellicott City, MD 21042-3667; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 08/1/2006; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-11
S63 Uniform Securities Agent State Law Examination 2008-12-23
  • S65 Uniform Investment Adviser Law Examination
    2023-04-11
  • S63 Uniform Securities Agent State Law Examination
    2008-12-23

View on SEC IAPD

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