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Theodore Raymond Wozniak

American Beacon Advisors, Inc.

Irving, TX

Wayne, PA

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Current Employers
American Beacon Advisors, Inc.

220 East Las Colinas Blvd., Suite 1200, Irving, TX 75039-5500 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-08
  • TX RA
    APPROVED
    Since 2024-10-08

Branch Locations

220 East Las Colinas Blvd., Suite 1200, Irving, TX 75039-5500 • United States

Wayne, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Victory Capital Wayne PA 08/2016 09/2018
Sei Investments Distribution Co. Oaks PA 10/2018 09/2024
Sei Investments Management Corporation Oaks PA 10/2018 Present
Resolute Investment Distributors, Inc. Wayne PA 10/2024 Present
American Beacon Advisors, Inc. Wayne PA 10/2024 Present
  • 08/2016 → 09/2018
    Victory Capital
    Wayne, PA
  • 10/2018 → 09/2024
    Sei Investments Distribution Co.
    Oaks, PA
  • 10/2018 → Present
    Sei Investments Management Corporation
    Oaks, PA
  • 10/2024 → Present
    Resolute Investment Distributors, Inc.
    Wayne, PA
  • 10/2024 → Present
    American Beacon Advisors, Inc.
    Wayne, PA
Previous Registrations
Other Businesses

Providing sales activities for American Beacon Advisors which is an affiliate of Resolute Investment Distributors, Inc

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-02-12
  • S66 Uniform Combined State Law Examination
    1999-02-12
Designations
Other Names
  • Theodore Raymond Wozniak
  • Theodore Raymond Wozniak

View on SEC IAPD

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Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · IRVING, TX
GIBRALTAR CAPITAL MANAGEMENT, INC. · IRVING, TX
EDWARD JONES · IRVING, TX
EDWARD JONES · IRVING, TX
J.P. MORGAN SECURITIES LLC · IRVING, TX
U.S. BANCORP ADVISORS, LLC · Irving, TX
LPL FINANCIAL LLC · IRVING, TX
KESTRA ADVISORY SERVICES, LLC · IRVING, TX

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