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Ulrike B Aoki

Wells Fargo Clearing Services, LLC

Ponte Vedra Beach, FL

Jacksonville, FL

Ponte Vedra, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-06
FL RA APPROVED 2006-10-18
  • TX RA
    APPROVED
    Since 2017-01-06
  • FL RA
    APPROVED
    Since 2006-10-18

Branch Locations

818 Hwy A1A Ste 200 [Eo-Rbo], Ponte Vedra Beach, FL 32082 • United States

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

152 Capital Green Dr Ste 28, Ponte Vedra, FL 32081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ponte Vedra Beach FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Ponte Vedra Beach FL 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-08-24
  • S66 Uniform Combined State Law Examination
    1998-08-24
Other Names
  • Ulrike B Aoki
  • Ulrike Britta Aoki
  • Uli Aoki
  • Ulrike B Aoki
  • Ulrike B Schwab
  • Ulrike B Schwab
  • Ulrike B Schwab-Aoki
  • Ulrike B Schwab-Aoki

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · PONTE VEDRA BEACH, FL
SAWGRASS ASSET MANAGEMENT LLC · PONTE VEDRA BEACH, FL
CORAL REEF ADVISORS LLC · PONTE VEDRA BEACH, FL
RAYMOND JAMES & ASSOCIATES, INC. · Ponte Vedra Beach, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ponte Vedra Beach, FL
KESTRA ADVISORY SERVICES, LLC · Ponte Vedra Beach, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PONTE VEDRA BEACH, FL
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