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Joy Lynne Barthlow

Ubs Financial Services Inc.

Birmingham, MI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-26
OH RA APPROVED 2014-03-13
MI RA APPROVED 2010-09-17
IL RA APPROVED 2007-06-26
  • FL RA
    APPROVED
    Since 2025-06-26
  • OH RA
    APPROVED
    Since 2014-03-13
  • MI RA
    APPROVED
    Since 2010-09-17
  • IL RA
    APPROVED
    Since 2007-06-26

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Birmingham MI 06/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-30
S63 Uniform Securities Agent State Law Examination 2003-01-31
  • S65 Uniform Investment Adviser Law Examination
    2003-06-30
  • S63 Uniform Securities Agent State Law Examination
    2003-01-31
Other Names
  • Joy Lynne Bolton

View on SEC IAPD

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