Steven Brent Hobbs

Current Employers

Managed Financial Services Corp Inc

10330 Lake Road Suite U, Houston, TX 77070 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2001-04-13

TX RA
APPROVED

Since 2001-04-13

Branch Locations

10330 Lake Road Suite U, Houston, TX 77070 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Managed Financial Services Corp., Inc.	Houston	TX	10/1999	Present

10/1999 → Present

Managed Financial Services Corp., Inc.

Houston, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-12-15
S63	Uniform Securities Agent State Law Examination	1999-12-10

S65 Uniform Investment Adviser Law Examination

2009-12-15
S63 Uniform Securities Agent State Law Examination

1999-12-10

View on SEC IAPD

Current Employers

Managed Financial Services Corp Inc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

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