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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | West Palm Beach | FL | 09/2011 | 09/2025 |
| Tkc Properties, Llc | Bel Air | MD | 12/2001 | 08/2021 |
| Pca Properties, Llc | Bel Air | MD | 12/2001 | 08/2021 |
| Avantax Advisory Services | West Palm Beach | FL | 02/2012 | 09/2025 |
| John Hopkins Health System | Baltimore | MD | 12/2011 | 01/2020 |
| Intuit Turbo Tax Person Pro | Mountain View | CA | 01/2015 | Present |
| Finra Dispute Resolution | Chicago | IL | 02/2002 | Present |
| The Aims Group | Essex | MD | 10/2015 | 12/2022 |
| Avantax Insurance Agency, Llc | West Palm Beach | FL | 10/2016 | 09/2025 |
| Robert Rivera Llc | Bel Air | MD | 01/2019 | Present |
| Renewal Counseling Center, Inc | Baltimore | MD | 01/2019 | Present |
| Madonna Microgreens | Towson | MD | 02/2021 | Present |
| Harford County Board Of Elections | Forest Hill | MD | 10/2022 | Present |
| Adair Advisor Group Llc | West Palm Beach, | FL | 01/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2025 | Present |
| Cetera Wealth Services, Llc | West Palm Beach | FL | 09/2025 | Present |
1) FINRA Dispute Resolution 55 West Monroe Street, Suite 2600 Chicago IL 60603 Other 2/1/2002~1hrs~1hrs~Non-public Arbitrator. 3) Robert Rivera LLC 2330 Old Emmorton Rd Bel Air MD 21015 Rental Property~Owner~1/1/2019~1hrs~0hrs~rental property owner. 4) RENEWAL COUNSELING CENTER, INC POSITION: Owner NATURE: outpatient counseling center INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 201 Eastern Ave, Ste A, Baltimore MD 21221-6958, DESCRIPTION: management and oversight. 5) ADAIR ADVISORY GROUP LLC DBA ADAIR ADVISORY GROUP POSITION: Owner NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/2023 ADDRESS: 410 Evernia St APT 312, West Palm Beach, Florida 33401, United States DESCRIPTION: Provide full-service accounting and tax preparation services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-30 |
| S65 | Uniform Investment Adviser Law Examination | 1998-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-20 |
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