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Michael Scott Dubensky

LPl Financial LLC

San Antonio, TX

CRD 3068905

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-10-24
  • TX RA
    APPROVED
    Since 2016-10-24

Branch Locations

17806 I-10 W Promenade 1 Ste 120, San Antonio, TX 78257 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Inc San Antonio TX 09/2005 10/2016
Usaa Financial Planning Services San Antonio TX 09/2005 10/2016
Lpl Financial, Llc San Antonio TX 10/2016 Present
  • 09/2005 → 10/2016
    Usaa Financial Advisors Inc
    San Antonio, TX
  • 09/2005 → 10/2016
    Usaa Financial Planning Services
    San Antonio, TX
  • 10/2016 → Present
    San Antonio, TX
Previous Registrations
  • 2005-09-20 → 2016-10-27
    Usaa Financial Planning Services
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
  • 2002-10-30 → 2005-09-21
    San Antonio, TX
Other Businesses

1. 10/24/2016 - Genesis Wealth Management - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 200 Hours Per Month/8 Hours During Securities Trading - Time Spent 95%. 2. 6/17/2019 - SANS LTD LLC - Boerne, TX 78015 & Colorado City, TX 79549 - Real Estate Rental - Started 01/01/2013 - 1 Hour Per Month/0 Hours During Securities Trading - Commercial Real Estate buy and hold.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-29
S63 Uniform Securities Agent State Law Examination 1998-06-19
  • S65 Uniform Investment Adviser Law Examination
    2002-10-29
  • S63 Uniform Securities Agent State Law Examination
    1998-06-19
Other Names
  • Mike Dubensky
  • Dauber Dubensky

View on SEC IAPD

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