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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-10-24 |
Branch Locations
17806 I-10 W Promenade 1 Ste 120, San Antonio, TX 78257 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors Inc | San Antonio | TX | 09/2005 | 10/2016 |
| Usaa Financial Planning Services | San Antonio | TX | 09/2005 | 10/2016 |
| Lpl Financial, Llc | San Antonio | TX | 10/2016 | Present |
1. 10/24/2016 - Genesis Wealth Management - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 200 Hours Per Month/8 Hours During Securities Trading - Time Spent 95%. 2. 6/17/2019 - SANS LTD LLC - Boerne, TX 78015 & Colorado City, TX 79549 - Real Estate Rental - Started 01/01/2013 - 1 Hour Per Month/0 Hours During Securities Trading - Commercial Real Estate buy and hold.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-19 |
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