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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-09 |
Branch Locations
3290 Monroe Ave., Rochester, NY 14618 • United States
3165 Latta Road., Rochester, NY 14612 • United States
Penfield, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities, Inc. | Fairport | NY | 05/1998 | Present |
| Lpl Financial Llc | Rochester | NY | 06/2021 | Present |
| Lpl Financial Llc | Rochester | NY | 06/2021 | Present |
NICK PROPERTIES LLC - REAL ESTATE RENTAL PROPERTIES. ZERO COMPENSATION FOR LAST THREE YEARS, ZERO HOURS DEVOTED TO ACTIVITY, ACTIVITY DOES NOT REQUIRE A REGISTRATION OR LICENSE, IS NOT INVESTMENT RELATED. MEMBERS OF THE LLC ARE ALL FAMILY MEMBERS. * Address of business: Legal address of business will be: 19 Loch Loyal Ct, Penfield, NY 14526 * Approximate # of hours per month: 1-3 * Duties: Very limited oversight. No regular or daily duties. Occasional review of finances of company * Investment related: No * Name of business will likely be "Nick Development LLC" if this name has not been taken * How many hours during trading hours: 0 * Start date: 12/01/2018 (targeted)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-14 |
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