Jeffrey John Francis

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2006-12-05

OH RA
APPROVED

Since 2006-12-05

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nationwide Investment Services Corporation	Dublin	OH	04/2004	Present
Nationwide Investment Advisors, Llc	Columbus	OH	12/2006	Present

04/2004 → Present

Nationwide Investment Services Corporation

Dublin, OH
12/2006 → Present

Nationwide Investment Advisors, Llc

Columbus, OH

Previous Registrations

2003-01-28 → 2004-04-13

Ceridian Investment Advisers Inc

Saint Petersburg, FL

Other Businesses

--Position: Board Chair, Board Member for Zoning Board of Appeals Company/Employer: Village of Penn Yan Location: Penn Yan, NY Start Date: 04/05/2021 Hours Devoted Monthly: 4 Hours During Trading Hours: 0 Investment Related: No

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-07-19
S65	Uniform Investment Adviser Law Examination	2001-05-22

S63 Uniform Securities Agent State Law Examination

2004-07-19
S65 Uniform Investment Adviser Law Examination

2001-05-22

Other Names

Jeffrey Francis

View on SEC IAPD