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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-08-24 |
| TX | RA | APPROVED_RES | 2020-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fcg Advisors, Llc | Chatham | NJ | 02/2014 | 09/2020 |
| Cambridge Investment Research, Inc | Fairfield | IA | 08/2020 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 08/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2020, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING 2) NED JOHNSON FINANCIAL, 11 WETHERSFIELD DRIVE MEDFORD NJ 08055, 02/2023, OWNER, DBA, INV REL, 160 HR/MO 130 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-17 |
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