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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-07-15
CA RA APPROVED 2013-04-03
  • NV RA
    APPROVED
    Since 2024-07-15
  • CA RA
    APPROVED
    Since 2013-04-03

Branch Locations

2495 Village View Dr Ste 200, Henderson, NV 89074 • United States

Scottsdale, AZ • United States

4655 Executive Dr Ste 300, San Diego, CA 92121-3106 • United States

1715 E Skyline Dr Ste 151, Tucson, AZ 85718 • United States

Scottsdale, AZ • United States

2398 E Camelback Rd Ste 550, Phoenix, AZ 85016 • United States

44 Montgomery St Ste 3100, San Francisco, CA 94104 • United States

161 E Rivulon Blvd Ste 108, Gilbert, AZ 85297 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedford NH 06/1998 03/2020
Ameriprise Financial Services, Llc Scottsdale AZ 03/2020 Present
Previous Registrations
  • 2009-04-24 → 2009-10-14
    Ameriprise Advisor Services, Inc.
    Detroit, MI
Other Businesses

Real Estate Ownership; Single Family; 512 NW 20th St Cape Coral FL 33993, , Cape Coral, FL, 33993; Investment-Related; 05/05/2015 / Single Family; 841 SW 18th Terr, , Cape Coral, FL, 33991; Investment-Related; 03/30/2020 / Single Family; 2124 Sw 15th Ave Cape Coral Fl 33991, , Cape Coral , FL, 33991; Investment-Related; 03/01/2018 / Single Family; 307 NE 13 PL, Cape Coral FL 33909, , Cape Coral, FL, 33909; Investment-Related; 03/01/2017 / Single Family; 307 Ne 13th pl, , Cape Coral , FL, 33909; Investment-Related; 02/15/2017.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-10
S63 Uniform Securities Agent State Law Examination 1998-06-10
  • S65 Uniform Investment Adviser Law Examination
    2004-05-10
  • S63 Uniform Securities Agent State Law Examination
    1998-06-10
Other Names
  • James Anthony Frisone
  • Jamie Anthony Frisone
  • James Frisone

View on SEC IAPD

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