Robert Brian Broseker

Current Employers

Employment History

• 06/2009 → 12/2024
  Morgan Stanley Smith Barney
  Lutherville, MD
• 01/2015 → 12/2024
  Morgan Stanley Private Bank, National Association
  New York, NY
• 12/2024 → 04/2025
  Unemployed
  Severna Park, MD
• 04/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-06-01 → 2025-01-31
  Morgan Stanley
  Baltimore, MD
  Lutherville, MD
• 2002-11-05 → 2009-06-01
  Citigroup Global Markets Inc.
  Annapolis, MD
  Annapolis, MD
  Pikesville, MD
  Baltimore, MD
  Baltimore, MD

Other Businesses

1. Name of other business: Premier Planning Group Investment related: Yes Address: Same as registered location Nature of business: Financial Services Start Date: 04/2025 Apx number of hours per week:40 Apx number of hours during trading hours:40 Position/title/relationship: Financial Professional Brief description of duties: Providing Financial Services; 2. Name of other business: Fixed insurance Investment related: Yes Address: Same as registered location Nature of business: Fixed Insurance Start Date: 11/1998 Apx number of hours per week: 10 Apx number of hours during trading hours: 2 Position/title/relationship: Insurance Agent Brief description of duties: Insurance Sales and Service;

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-11-04
• S63 Uniform Securities Agent State Law Examination
  1998-06-29

Other Names

• Robert B Broseker
• Rob Broseker