Ronald Wingkai Lam

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Lake Oswego, OR
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Lake Oswego, OR

Previous Registrations

• 2011-01-03 → 2015-10-29
  Wells Fargo Clearing Services, Llc
  Canby, OR
  Wilsonville, OR
  Mount Angel, OR
  Vancouver, WA
  Beaverton, OR
  Mcminnville, OR
  Newberg, OR
• 2009-04-15 → 2011-01-03
  Wells Fargo Investments, Llc
  Mount Angel, OR
  Canby, OR
  Portland, OR
  Clackamas, OR
  Wilsonville, OR
• 2006-11-22 → 2009-04-17
  Wamu Investments, Inc.
  Wilsonville , OR
  Mcminnville, OR
  Woodburn, OR
  Silverton, OR
  Newberg, OR
  Sherwood, OR
  Wilsonville, OR
  Canby, OR
  Molalla, OR
  Tigard, OR

Other Businesses

Outside Employment; Wealthbridge Advisors, Inc.; Financial Advisor; Manage advisory business; 5000 Meadows Road, Suite 450, Lake Oswego, OR, 97035; Investment-Related; 07/24/2023; 60 hours per month; 60 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-06-22

Designations

• Certified Financial Planner

Other Names

• Ronald Wing Kai Lam