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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2017-12-04 |
Branch Locations
100 S Jersey Ave Unit 11, East Setauket, NY 11733 • United States
Shoreham, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Melville | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Melville | NY | 11/2016 | 11/2017 |
| Ameriprise Financial Advisors Inc. | Bohemia | NY | 11/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | East Setauket | NY | 03/2020 | Present |
Real Estate Ownership; Commercial; 100 South Jersey Ave, , East Setauket, NY, 11733; Not Investment-Related; 10/01/2020. Business Ownership; 100 south Jersey ave corp; Owner of corporation.; Real estate holding corp; 100 South Jersey Ave unit 11, , East setauket, NY, 11733; Not Investment-Related; 09/03/2020; 1 to 9 hours per month; 0 during trading hours / AB Dynamic solutions Inc.; Owner; Financial services; 39 Sounview Drive, , Shoreham, NY, 11786; Not Investment-Related; 11/16/2020; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-26 |
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