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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-11-28 |
Branch Locations
3001 Pga Blvd. Ste. 105, Palm Beach Gardens, FL 33410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cedar Brook Financial Partners, Llc | Palm Beach Gardens | FL | 10/2013 | 02/2018 |
| Securities America, Inc | Juno Beach | FL | 04/2007 | 10/2018 |
| Securities America Advisors, Inc. | Palm Beach Gardens | FL | 10/2013 | 10/2018 |
| Cedar Brook Group | Palm Beach Gardens | FL | 02/2018 | 10/2018 |
| Msec, Llc | Overland Park | KS | 10/2018 | Present |
| Mariner Wealth Advisors | Overland Park | KS | 10/2018 | Present |
MSEC, LLC; INVESTMENT RELATED; REGISTERED REPRESENTATIVE, START DATE 10/31/2018; 40 HRS/WK DURING SECURITIES TRADING HOURS. MARINER WEALTH ADVISORS, INVESTMENT RELATED; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 10/31/2018; 40 HRS/WK DURING SECURITIES TRADING HOURS. Rental Property; Not investment related, North Palm Beach, FL, Owner, Start date: 1/1/2024, 1 hour per month, 0 during trading hours. Impact the Palm Beaches; not investment related, Palm Beach Gardens, FL, Non profit, Membership Committee Director, Start date: 5/1/2024, 8 hours per month, 2 hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-28 |
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