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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-03
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2025-06-03
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

259 Main St Suite 1B, Whitehouse Station, NJ 08889 • United States

Ringoes, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Mt. Arlington NJ 05/1998 03/2017
Mml Investors Services, Llc Whitehouse Station NJ 03/2017 Present
Massmutual Life Insurance Co Whitehouse Station NJ 07/2016 Present
  • 05/1998 → 03/2017
    Metlife Securities Inc.
    Mt. Arlington, NJ
  • 03/2017 → Present
    Whitehouse Station, NJ
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Whitehouse Station, NJ
Previous Registrations
  • 2002-07-31 → 2017-03-25
    Msi Financial Services, Inc.
    Clinton, NJ
    Roseland, NJ
    Short Hills, NJ
    Roseland, NJ
    Roseland, NJ
    Whitehouse Station, NJ
    Iselin, NJ
Other Businesses

NAME: OPTIMUM FINANCIAL INV REL: Y ADDR: 259 MAIN ST, WHITEHOUSE STATION, NJ 08889 NATURE: PARTNER OF OPTIMUM FINANCIAL POSITION: OWNERSHIP START: 8/2016 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. (2) NAME: PATRICK WOODWARD INV REL: Y ADDR: 259 MAIN ST, WHITEHOUSE STATION, NJ 08889 NATURE: GROUP HEALTH POSITION: AGENT START: 01/2008 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 4.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-22
  • S66 Uniform Combined State Law Examination
    2003-12-22

View on SEC IAPD

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