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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2011-03-22 |
Branch Locations
122 Memory Plz, Whiteville, NC 28472-2640 • United States
3120 S Church St Ste 101, Burlington, NC 27215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Whiteville | NC | 03/2011 | Present |
1. 03/07/2011 - TAX PREP/ACCOUNTING/BOOKKEEPING - S. PRESTON DOUGLASS AND ASSOCIATES - WORKING AS A STAFF ACCOUNTANT. WILL BE AUDITING, BOOKKEEPING, AND DAY TO DAY ACCOUNTING DUTIES. - 20% OF TIME - WHITEVILLE, NC. 2. 03/26/2012 - SPDA Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 03/17/2014 - Vineland Station - NOT INV REL - 2% TIME SPENT - Community, Civic and Charitable Board - Board member and treasurer of Vineland Station 4. 03/19/2014 - Hill for Clerk of Court - NOT INV REL - Community, Civic and Charitable Board - Treasurer for Jess Hill Clerk of Court of Columbus County, NC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-30 |
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