Brandon Shea Cox

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 12/2010 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2007-03-29 → 2010-12-17
  Evolve Investment Advisors
  Austin, TX
• 2003-01-17 → 2007-03-12
  Riverstone Wealth Management, Inc.
  Austin, TX
  Austin, TX

Other Businesses

1) rare binds, 15705 wildwood tr, austin, tx 9/2015 as bookseller. nir - 1 hr/wk - 0/trading. 2) TEXAS RIVER SCHOOL, THE CHAUTAUQUA FDN INC, 801 W GIBSON ST, AUSTIN, TX, 7/2016 AS BOARD MEMBER. NIR - 4 HR/MO - 0/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 35 HR/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4) LAKEWAY FINANCIAL PLANNING, 2802 FLINT ROCK TRACE SUITE 269 LAKEWAY TX 78738, 10/2022, DBA, MARKETING, INV REL, 160 HR/MO 130 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-10
• S63 Uniform Securities Agent State Law Examination
  1998-07-13