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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-28
CT RA APPROVED 1998-09-04
  • TX RA
    APPROVED_RES
    Since 2006-09-28
  • CT RA
    APPROVED
    Since 1998-09-04

Branch Locations

250 State St Unit E1, North Haven, CT 06473-2182 • United States

30 Waterside Dr Ste 302, Farmington, CT 06032 • United States

Prospect, CT • United States

191 Main St, Old Saybrook, CT 06475 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. North Haven CT 09/2005 03/2020
Ameriprise Financial Services, Llc North Haven CT 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 250 State Street, Unit E-1/2 North Haven, CT 06473, ,; Not Investment-Related; 08/02/2014 / Commercial; 442 Ferry Street New Haven CT 06513, ,; Not Investment-Related; 05/01/2006. Board of Directors; SCSU Alumni Board of Directors; Volunteer; 501 Crescent Street, , New Haven, CT, 6515; Not Investment-Related; 07/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Southern Connecticut State University Foundation; Chair; 501 Crescent Street, , New Haven, CT, 6515; Investment-Related; 07/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Brandrew LLC; Entity used for practice health benefits and expenses; 250 State Street, UniT e-1/2 North Haven, CT 06473, ,; Not Investment-Related; 10/01/2007; 10 to 19 hours per month; 1 to 9 during trading hours / Expert Witness; I have been asked to serve and be compensated as an expert witness. I will be asked to review documents, gives depositions and testify at a trial if necessary.; 6 Cobblestone court, , prospect, CT, 06712; Not Investment-Related; 03/11/2026; 1 to 9 hours per month; 1 to 9 during trading hours / RAB Properties LLC; LLC used to purchase and own building housing practice. Chris Borajkiewicz is also receiving reimbursement for expenses on practice expenses.; 250 State Street Unit E-1/2 North Haven, CT 06473, ,; Not Investment-Related; 02/23/2007; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-08-14
S65 Uniform Investment Adviser Law Examination 1998-08-12
  • S63 Uniform Securities Agent State Law Examination
    1998-08-14
  • S65 Uniform Investment Adviser Law Examination
    1998-08-12
Other Names
  • Christopher Borajkiewicz

View on SEC IAPD

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