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CRD 3067002
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-28 |
| CT | RA | APPROVED | 1998-09-04 |
Branch Locations
250 State St Unit E1, North Haven, CT 06473-2182 • United States
30 Waterside Dr Ste 302, Farmington, CT 06032 • United States
Prospect, CT • United States
191 Main St, Old Saybrook, CT 06475 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | North Haven | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | North Haven | CT | 03/2020 | Present |
Real Estate Ownership; Commercial; 250 State Street, Unit E-1/2 North Haven, CT 06473, ,; Not Investment-Related; 08/02/2014 / Commercial; 442 Ferry Street New Haven CT 06513, ,; Not Investment-Related; 05/01/2006. Board of Directors; SCSU Alumni Board of Directors; Volunteer; 501 Crescent Street, , New Haven, CT, 6515; Not Investment-Related; 07/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Southern Connecticut State University Foundation; Chair; 501 Crescent Street, , New Haven, CT, 6515; Investment-Related; 07/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Brandrew LLC; Entity used for practice health benefits and expenses; 250 State Street, UniT e-1/2 North Haven, CT 06473, ,; Not Investment-Related; 10/01/2007; 10 to 19 hours per month; 1 to 9 during trading hours / Expert Witness; I have been asked to serve and be compensated as an expert witness. I will be asked to review documents, gives depositions and testify at a trial if necessary.; 6 Cobblestone court, , prospect, CT, 06712; Not Investment-Related; 03/11/2026; 1 to 9 hours per month; 1 to 9 during trading hours / RAB Properties LLC; LLC used to purchase and own building housing practice. Chris Borajkiewicz is also receiving reimbursement for expenses on practice expenses.; 250 State Street Unit E-1/2 North Haven, CT 06473, ,; Not Investment-Related; 02/23/2007; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-08-14 |
| S65 | Uniform Investment Adviser Law Examination | 1998-08-12 |
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