Ray Donovan J Slaughter

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → 05/2018
  Ameritrade, Inc.
  Bellevue, NE
• 04/2006 → 05/2018
  Td Waterhouse Investor Services, Inc.
  Bellevue, NE
• 05/2018 → Present
  Cwm, Llc
  Omaha, NE
• 06/2018 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2009-01-16 → 2018-05-04
  Td Ameritrade, Inc.
  Omaha, NE
  Omaha, NE
  Omaha, NE

Other Businesses

1.NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT START DATE: 05/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: COMPLIANCE ANALYST

Exams

• S66 Uniform Combined State Law Examination
  2009-01-13
• S63 Uniform Securities Agent State Law Examination
  1999-01-28

Other Names

• Don Slaughter