Brian Kendall Ephraim

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1998 → 09/2018
  The Northwestern Mutual Life Insurance C
  Milwaukee, WI
• 09/1998 → 09/2018
  Northwestern Mutual Investment Services, Llc
  Los Angeles, CA
• 10/2009 → 09/2018
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 09/2018 → 05/2022
  Commonwealth Financial Network
  San Diego, CA
• 09/2018 → Present
  Guided Path Wealth Management
  Capistrano Beach, CA
• 05/2022 → Present
  Commonwealth Financial Network
  San Diego, CA

Previous Registrations

• 2006-01-25 → 2018-09-14
  Northwestern Mutual Investment Services, Llc
  Irvine, CA
  Irvine, CA

Other Businesses

Fixed insurance sales, as an Agent; As of 09/13/2018; Approximately 15% time spent during securities trading hours per month; Conducted at branch location; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2006-03-27
• S63 Uniform Securities Agent State Law Examination
  1998-10-28

Designations

• Certified Financial Planner
• Chartered Financial Consultant