Andrew Pakis

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Other Businesses

I*131061 For-Profit Organization Name of outside business organization: XXX Holmdel Rd LLC Investment related: No Address of business: Hazlet, New Jersey 07730 Position, title, association: Family Held Start date of relationship: 1/1/2019 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: I'm 25% owner. It was passed to my brother and I from my father. We transferred title to the LLC for liability reasons. My mother has a life estate on the property and I do not take any income and have zero responsibility. I*9537 Entity Type: Rental Property Name of outside business organization: A. P. Investment related: No Address of business: Hazlet, New Jersey 07730 Position, title, association: Co-owner with non-family members Start date of relationship: 6/28/2004 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: Co owner of rental property I*9530 Entity Type: Rental Property Name of outside business organization: A. P. Investment related: No Address of business: Morganville, New Jersey 7751 Position, title, association: Co-owner with non-family members Start date of relationship: 10/1/2012 Number of hours devoted: 1 hour mthly Number of hours devoted during trading hours: 0 Duties: Co owner of rental property I*3150278 Entity Type: Charitable Name of OBA: St. Demetrios Greek Orthodox Church Address: Perth Amboy, New Jersey, 8861 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 12/01/2025 Number of Hours: 4, Monthly Number of Hours during trading: 0 Duties: It is a Greek Orthodox Church that I have attended my entire life, serving the Greek Orthodox community in the Perth Amboy area. If I accept the nomination, I will be a voting member on the Board of Directors of the church, which meets once a month to conduct Church business. As a member of the board, I WILL NOT have access to, or authority over, any financial accounts or financial matters, as that is the exclusive purview of the Church President and the Treasurer.

Exams

• S66 Uniform Combined State Law Examination
  2016-02-26
• S63 Uniform Securities Agent State Law Examination
  1998-07-29