Lance Robert Ray

Current Employers

Bellwether Investment Group, Llc

5502 Hixson Pike Suite G, Hixson, TN 37343 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-03-29
NC	RA	APPROVED	2016-09-01

TX RA
APPROVED

Since 2020-03-29
NC RA
APPROVED

Since 2016-09-01

Branch Locations

Holly Springs, NC • United States

5502 Hixson Pike Suite G, Hixson, TN 37343 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed Insurance Sales Agent	Holly Springs	NC	10/1998	Present
Bellwether Investment Group, Llc	Hixson	TN	08/2016	Present

10/1998 → Present

Self Employed Insurance Sales Agent

Holly Springs, NC
08/2016 → Present

Bellwether Investment Group, Llc

Hixson, TN

Previous Registrations

2006-09-29 → 2016-09-19

Cantella & Co., Inc.

Frankenmuth, MI

Malden, MA

Holly Springs, NC

Other Businesses

LANCE R. RAY, CFP,FIXED INSURANCE SALES 704 STREAMWOOD DRIVE HOLLY SPRINGS, NC 27540 START DATE 10/1998 10-15 HOURS/MONTH 4-6 HOURS/TRADING HOURS SELF EMPLOYED FIXED INSURANCE SALES LIFE & HEALTH (DI), LTC (NON VARIABLE/RENTAL INCOME LEASING OF RESIDENCE AND FARM LAND 1 HOUR PER MONTH 0 DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-12-28

S63 Uniform Securities Agent State Law Examination

1998-12-28

Designations

Other Names

Lance Robert Smith

View on SEC IAPD