Annette Badui Baltes

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 07/2017
  North Star Resource Group
  Minneapolis, MN
• 09/2018 → 09/2020
  Pruco Securities Llc
  Plymouth, MN
• 04/2020 → 09/2020
  Prudential Annuities Distributors, Inc
  Shelton, CT
• 07/2016 → 07/2017
  Moxie Wealth Management
  Minneapolis, MN
• 07/2017 → 01/2018
  Unemployed
  Plymouth, MN
• 01/2018 → 02/2018
  Caribou Coffee
  Plymouth, MN
• 02/2018 → 08/2018
  The Sales Board
  Minneapolis, MN
• 08/2018 → 09/2018
  Unemployed
  Plymouth, MN
• 09/2018 → 09/2020
  Prudential Life Distributors
  Plymouth, MN
• 09/2020 → 03/2023
  Craig Volk
  Edina, MN
• 09/2020 → 03/2023
  Northwestern Mutual Investment Services Llc
  Edina, MN
• 07/2021 → 03/2023
  Alex Wieme
  Edina, MN
• 07/2023 → Present
  Tiaa
  Bloomington, MN
• 07/2023 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Bloomington, MN
• 03/2023 → 07/2023
  Unemployed
  Plymouth, MN

Other Businesses

(1) WILLIAMS LAKE MINNETONKA LIMITED LIABILITY LIMITED PARTNERSHIP POSITION: It is a family property and I am one of the family members NATURE: Vacation home INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2009 ADDRESS: 7051 Halstead Dr, Mound MN 55442, United States DESCRIPTION: Member of a Limited Liability Limited Partnership that holds vacation real estate. (2) ST. MARY OF THE LAKE CATHOLIC CHURCH POSITION: I am the cantor/soloist NATURE: Catholic Church INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/06/2009 ADDRESS: 105 Forestview Ln N, Plymouth MN 55441, United States DESCRIPTION: Paid soloist

Exams

• S66 Uniform Combined State Law Examination
  2024-02-12
• S63 Uniform Securities Agent State Law Examination
  2021-01-11

Other Names

• Annette B Younes
• Annette Badui Younes
• Annette B Younes
• Annette Badui Baltes
• Annette M Younes
• Annette B Baltes