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Daniel Rodriguez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2003-01-29
TX RA APPROVED_RES 2000-07-17
  • NJ RA
    APPROVED
    Since 2003-01-29
  • TX RA
    APPROVED_RES
    Since 2000-07-17

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Florham Park NJ 07/2000 Present
Bank Of America, Na Florham Park NJ 12/2009 Present
  • 07/2000 → Present
    Merrill Lynch
    Florham Park, NJ
  • 12/2009 → Present
    Bank Of America, Na
    Florham Park, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-15
S63 Uniform Securities Agent State Law Examination 1998-08-20
  • S65 Uniform Investment Adviser Law Examination
    1999-12-15
  • S63 Uniform Securities Agent State Law Examination
    1998-08-20

View on SEC IAPD

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Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
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AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
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