Best Investors Account Sign in

Daniel Y Kim

J.P. Morgan Securities LLC

Flushing, NY

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2020-05-15
VA RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2020-05-15
  • VA RA
    APPROVED
    Since 2012-10-01

Branch Locations

39-01 Main Street, Flushing, NY 11354 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Flushing NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Flushing NY 04/2002 Present
Previous Registrations
  • 2002-10-25 → 2012-10-01
    Chase Investment Services Corp.
    Flushing, NY
    Flushing, NY
    Oakland Gardens, NY
    Flushing, NY
    Flushing, NY
    Flushing, NY
    Flushing, NY
    Flushing, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-23
S63 Uniform Securities Agent State Law Examination 1998-09-28
  • S65 Uniform Investment Adviser Law Examination
    2002-10-23
  • S63 Uniform Securities Agent State Law Examination
    1998-09-28
Other Names
  • Daniel Yj Kim

View on SEC IAPD

Other Firms

LATITUDE ADVISORS, LLC
LPL FINANCIAL LLC
SANTANDER SECURITIES LLC
ACORN CAPITAL PARTNERS, LLC
TACTICAL ROTATION MANAGEMENT, LLC
PFS INVESTMENTS INC.
CHARLES SCHWAB & CO., INC.
CETERA INVESTMENT ADVISERS LLC

Other Investors

Vidya V Jaggernauth
Irene E. Khane
MICHAEL JEFF
DAWN SHERI WEST
Esteban Santos
Peter J Costa
THOMAS JAMES HORAN
Matthew Ryan Seymour

Other Offices

J.P. MORGAN SECURITIES LLC · FLUSHING, NY
LATITUDE ADVISORS, LLC · Flushing, NY
LPL FINANCIAL LLC · KEW GARDENS, NY
J.P. MORGAN SECURITIES LLC · FLUSHING, NY
SANTANDER SECURITIES LLC · Flushing, NY
ACORN CAPITAL PARTNERS, LLC · FOREST HILLS, NY
LPL FINANCIAL LLC · FOREST HILLS, NY
LPL FINANCIAL LLC · FOREST HILLS, NY

More in Flushing, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor