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Current Employers
First Financial Coaching, Inc.

144 South Main St., Mt. Clemens, MI 48043 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-04-01
  • TX RA
    APPROVED
    Since 2010-04-01

Branch Locations

144 South Main St., Mt. Clemens, MI 48043 • United States

Harlingden, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Norcross GA 02/2010 12/2017
First Financial Coaching, Inc. Mt. Clemens MI 02/2010 Present
Previous Registrations
  • 2004-10-28 → 2010-03-01
    Osaic Fs, Inc.
    Harlingen, TX
    Mcallen, TX
    Harlingen, TX
Other Businesses

1) Mannatech,Inc; not investment related; Coppell, TX;multi-level nutritional sales; associate/customer;1998;1 hr/month;0 hrs during trading; receive a tiny residual income per month 2) Day Financial Group; not investment related; 1251 North Stuart Place Road, Harlingen, TX 78552; insurance: life & long term care; agent;1978;40 hrs/month;2-4 hrs during trading; servicing existing clients & writing new business

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-19
S63 Uniform Securities Agent State Law Examination 1998-08-07
  • S65 Uniform Investment Adviser Law Examination
    2003-06-19
  • S63 Uniform Securities Agent State Law Examination
    1998-08-07
Other Names
  • Scotchie Bates
  • Janet Bates
  • Janet N Bates

View on SEC IAPD

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