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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-11
  • NY RA
    APPROVED
    Since 2024-10-11

Branch Locations

490 Wheeler Road Ste 265, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Twin Forks Tax & Accounting Service Riverhead NY 10/2007 Present
Dk Planners Llc Riverhead NY 08/2005 Present
American Portfolios Financial Services Riverhead NY 01/2009 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
  • 10/2007 → Present
    Twin Forks Tax & Accounting Service
    Riverhead, NY
  • 08/2005 → Present
    Dk Planners Llc
    Riverhead, NY
  • 01/2009 → 10/2024
    American Portfolios Financial Services
    Riverhead, NY
  • 10/2024 → Present
    Scottsdale, AZ
Previous Registrations
  • 2009-02-03 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

1. TWIN FORKS TAX & ACCOUNTING - 420 OSBORNE AVE, RIVERHEAD, NY TAX RETURN PREPARATION, 35 HRS/WEEK 2. DK PLANNERS - 420 OSBORNE AVE, RIVERHEAD, NY TAX RETURN PREPARATION, 5 HRS/WEEK 3. TWIN FORKS ACCOUNTING CORP. TAX PREPARATION. NOT SECURITIES RELATED. START DATE 6/1/14. PRESIDENT, 51% OWNERSHIP. 64 HOURS DEVOTED PER MONTH, 64 HOURS DURING MARKET HOURS. 4. MAGII INC. REGISTERED ASSISTATN. SECURITIES RELATED. START DATE 1/1/15. SERVICING OF CLIENT ACCOUNTS. 30 HOURS DEVOTED PER MONTH, 30 HOURS DURING MARKET HOURS. 5. DK PLANNERS LLC POSITION: Managing Member NATURE: Structed as an LLC INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 1 START DATE: 09/15/2007 ADDRESS: 223 Wall Street, #392, Huntington NY 11743, United States DESCRIPTION: Tax prep business 6. NYU POSITION: Adjunct Professor NATURE: Teaching graduate students INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 09/06/2023 ADDRESS: 20 West 43rd St, New York NY 10036, United States DESCRIPTION: Teaching and grading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-08-14
  • S63 Uniform Securities Agent State Law Examination
    2006-08-14
Designations

View on SEC IAPD

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