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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-10-19
  • PA RA
    APPROVED
    Since 2021-10-19

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

2412 Rochester Road, Sewickley, PA 15143 • United States

2412 Rochester Road, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
George A. Reed Insurance Agency Pittsburgh PA 07/1991 Present
Five Points Frontier Llc Sewickley PA 01/2014 10/2021
Gradient Securities, Llc. Arden Hills MN 09/2016 10/2021
Lpl Financial Llc Sewickley PA 10/2021 Present
  • 07/1991 → Present
    George A. Reed Insurance Agency
    Pittsburgh, PA
  • 01/2014 → 10/2021
    Five Points Frontier Llc
    Sewickley, PA
  • 09/2016 → 10/2021
    Arden Hills, MN
  • 10/2021 → Present
    Sewickley, PA
Previous Registrations
  • 2016-09-07 → 2021-10-19
    Sewickley, PA
    Arden Hills, MN
    Arden Hills, MN
  • 2012-05-17 → 2016-09-01
    Next Financial Group, Inc.
    Pittsburgh, PA
    Sewickley, PA
Other Businesses

1) 10/2021- GEORGE A REED AGENCY INC- Insurance Agency- part owner and Agent for Property & Casualty Insurance - inv. related- Sewickley, PA- start date 1990- 120 hrs/mth 2) 10/31/2023 - AA-REED LLC - Investment Related - Sewickley, PA 15143 - Real Estate Rental - Start Date: 12/05/2023 - 2 Hours Per Month/ 0 Hours During Trading 3) 02/06/2024 - REED-LLC - Inv Related - Sewickley, PA - Real Estate Rental - Started: 3/1/2024 - 2 Hrs/mo; 0 Hr During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-07
S63 Uniform Securities Agent State Law Examination 1998-06-09
  • S65 Uniform Investment Adviser Law Examination
    2014-03-07
  • S63 Uniform Securities Agent State Law Examination
    1998-06-09
Other Names
  • James M Reed
  • Jim Reed

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