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Vincent James Graziano

Wells Fargo Clearing Services, LLC

Land O'LAkes, FL

New Port Richey, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-24
FL RA APPROVED 2012-01-09
  • TX RA
    APPROVED_RES
    Since 2023-08-24
  • FL RA
    APPROVED
    Since 2012-01-09

Branch Locations

17907 Aprile Dr Ste 100, Land O'LAkes, FL 34638 • United States

New Port Richey, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Port Richey FL 01/2012 11/2016
Wells Fargo Clearing Services, Llc Port Richey FL 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2012-01-12
    Morgan Stanley
    Lutz, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Weeki Wachee, FL
    Lutz, FL
  • 1998-06-25 → 2007-04-02
    Morgan Stanley Dw Inc.
    Weeki Wachee, FL
    Port Richey, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-15
S63 Uniform Securities Agent State Law Examination 1998-07-09
  • S65 Uniform Investment Adviser Law Examination
    1998-07-15
  • S63 Uniform Securities Agent State Law Examination
    1998-07-09

View on SEC IAPD

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JEREMY CLAY HENDERSON
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Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LAND O LAKES, FL
DMK ADVISOR GROUP, INC. · LUTZ, FL
EDWARD JONES · Lutz, FL
LPL FINANCIAL LLC · LAND O LAKES, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Lutz, FL
COMMONWEALTH FINANCIAL NETWORK · Lutz, FL
PNC WEALTH MANAGEMENT LLC · Lutz, FL
TRUIST ADVISORY SERVICES, INC. · ODESSA, FL

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